RMA NY Annual Regulatory Roundtable
Please join ACA at the RMA NY Chapter Annual Regulatory Roundtable on Wednesday, June 5, 2024
Third-party risk management (TPRM) is the process of monitoring, validating, and remediating risks presented by third-party vendors. TPRM helps ensure your vendors protect your data, comply with regulations, and provide sustainable services that meet your requirements. However, vendor risk management can be a costly and time-consuming task. Our vendor management outsourcing service (VMOS) allows your company to offload the vendor due diligence and risk assessment process. Unlike other risk management solutions and vendor management software providers, ACA's VMOS will help your company save valuable time and resources in order to focus on more strategic tasks.
Our vendor management software allows you to track DDQ progress and vendor risk assessment results. Key features include:
Our vendor risk assessments are developed and managed by a team of information security risk analysts in ACA’s centralized, cost-effective analysis and review center (the ARC) in Pittsburgh, PA. The ARC’s dedicated VMOS team is overseen by an experienced vendor risk specialist and includes former senior managers in risk management, insider threat specialists, and data security officers from various industries, including financial services, banking, and healthcare. Over 750 clients and 2,000 vendors have chosen ACA to manage their vendor management process and mitigate third party risks.
Our tailored, proprietary vendor due diligence questionnaires (DDQ) include over 300 questions and are customized for each vendor type to provide an accurate assessment of possible risks. Topics include:
Our calendar highlights important ESG regulation effective dates and disclosure and reporting obligations for 2024 in the UK and EU.
Our SEC Private Fund Adviser Rules cheat sheet is designed to simplify these intricate regulations.
ACA is thrilled to announce that it has been recognized once again as a RegTech100 company for 2024 by RegTech Analyst.
The denial of a summary judgement in the SEC's case against a pharmaceutical company executive opens the door for the SEC to pursue other shadow trading cases.
Having a knowledgeable, engaged business partner behind you will help ensure that technology is implemented effectively and adopted successfully.
FinCEN issued the Corporate Transparency Act to create greater transparency into the beneficial owners of small companies.
This Pride Month, we are excited to celebrate with our employee resource group, ACA ALLiance, to honor the contributions and experiences of the LGBTQIA+ community within ACA and beyond.
Acquisition expands ACA Foreside’s distribution leadership, now distributing and servicing over an estimated $2 trillion in assets.
We are honored to be one of the first firms to be recognized by the FinCrimeTech50 in its inaugural year.
Please join ACA at the RMA NY Chapter Annual Regulatory Roundtable on Wednesday, June 5, 2024
Please join ACA Group, Sidley, and the IAA in New York for an engaging conversation about hot topics for investment advisers.