Chicago Compliance Officer Roundtable: Hot Topics for Investment Advisers
Please join ACA Group, Sidley, and the IAA in Chicago for an engaging conversation about hot topics for investment advisers.
Gain faster access to the UK and European markets
Gain faster access to raise capital or manage funds in the UK.
Manage UK and European sub-portfolios of bigger funds in local jurisdictions.
Benefit from compliant access to existing and prospective clients and investors across the EU member countries
Trial or ‘sandbox’ new fund launches and regulated activity before committing to your own license application
Benefit quickly from a fully resourced compliance and control infrastructure to provide reassurance to seeders and early-stage investors.
Build instant and credible substance.
ACA Mirabella provides a multi-award-winning hosted investment management platform, servicing the UK and European Union (EU) financial services sectors that helps firms launch, grow, and protect their business.
Established in 2004, it provides a discretionary and non-discretionary investment management solution as well as local marketing and distribution permissions for overseas firms.
With our regulatory hosting solutions, we support new start-ups to established multi-billion-dollar financial institutions, including hedge funds, private equity, real estate, placement agents, corporate financiers, and distribution and marketing firms.
hosted on our regulatory platform
currently supported
discretionary and non-discretionary mandates
Firms can also work with the wider ACA Group to move over to full FCA Authorisation, if and when they are ready.
And for firms throughout the world wishing to access the U.S., our ACA Foreside team facilitates compliance and product distribution through legal underwriting, registered rep licensing and chaperoning, and DTCC/NSCC fund sponsorship.
We are proud to announce we have secured victory in three prestigious categories at the With Intelligence HFM European Services Awards.
ACA Group announces the addition of two distinguished professionals to its executive leadership team, Jaime Klein as Chief Human Resources Officer and Alex Fischer as General Counsel.
As the curtains close on the 2024 ACA Conference, the echoes of transformative dialogue and insightful revelations resonate, shaping the trajectory of GRC in financial services.
Please join ACA Group, Sidley, and the IAA in Chicago for an engaging conversation about hot topics for investment advisers.
Ever-changing regulation, the threat of an impending exam, and worrying about whether your reps are texting clients are among just a few of the compliance concerns wealth managers face daily. Join us as we address the top 5 compliance challenges for wealth managers and how to mitigate them.
Join our team in NYC at the MFA Legal & Compliance Conference.