Events for The SEC Compliance Industry


April

NRS Spring 2019 Compliance Conference Apr 28 - May 1, 2019

Orlando, FL

NSCP Spring Conference Apr 30, 2019

Chicago, IL


May

NSCP Regulatory Interchange May 1, 2019

Chicago, IL

Finra Annual Conference May 15 - 17, 2019


October

NSCP National Conference Oct 21 - 23, 2019

Finra Small Firm Conference October 23 - 24, 2019