CCO Speaks about Recent SEC Exam

  CCO Speaks Insights from a Recent SEC Examination   Thursday, June 9 12pm Eastern / 9am Pacific 1-Hour Webinar Space is limited. Reserve your spot today! Save the date for the first webinar of our new series, “CCO Speaks.” … Read More ›

Webinar: DOL Fiduciary Rule Impact On Investment Advisers

  DOL Fiduciary Rule Impact On Investment Advisers   Wednesday, May 4 12pm Eastern / 9am Pacific   Focus 1 Associates and Hardin Compliance Consulting present a COMPLIMENTARY webinar covering what investment advisers need to know about DOL’s new “Conflict … Read More ›

Building a Defense Against Cyber Fraud – Hour Webinar

Learn how to tackle cyber threats and protect your firm against IT security breaches.  The session explores the regulatory landscape, discusses key steps in establishing internal controls, and helps set you on a pathway for a successful business continuity plan. Other … Read More ›

FATCA – A Practical Perspective

Description Presented Thursday, September 25, 2014 The Foreign Account Tax Compliance Act (FATCA) is U.S. legislation enacted by U.S. Congress to prevent tax evasion by U.S. persons through the use of foreign accounts and to assist the IRS in identifying … Read More ›