Changes to Form ADV and Rule 204-2 (Books and Records)

Form ADV On August 25, 2016, the Securities and Exchange Commission announced the adoption of amendments to the Investment Advisers Act of 1940 and Form ADV. Additional information on Form ADV will be required regarding separately managed accounts business, including … Read More ›

Pay to Play Rules in 2016 Election

    Linda F. Beckmann Managing Member August 22, 2016 As Mike Pence is currently Governor of Indiana and has authority over the Indiana Public Retirement System and the Indiana Education Savings Authority, contributions to the Trump campaign may violate … Read More ›