Simons Says: Déjà vu All Over Again

I read something the other day that I want to share, “It will take over 24 million man hours to comply with Dodd-Frank rules per year. It took only 20 million to build the Panama Canal,” according to Rep. Neugebauer, … Read More ›

Proxy Voting Responsibilities

The Division of Investment Management and the Division of Corporation Finance issued a joint Staff Legal Bulletin on June 30, 2014. The Bulletin provides guidance about investment advisers’ responsibilities in voting client proxies and retaining proxy advisory firms. It also … Read More ›